MW
CFP
MW
CFP

Matthew Wunder

30 Years of Experience
Norwalk, CT
1 DisclosureBrokerSells Insurance

Matthew Wunder is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Norwalk, CT, with 30 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

50 Washington St, Ste 600W, Norwalk, CT, 06854

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Other Business ActivitiesSells Insurance

Matthew may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a 95% owner of 4GVP, LLC, receiving WMC compensation, dedicating about half his time to this activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2011 - Present · 15 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
August 1995 - Present · 30 yrs 9 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
June 2003 - April 2007 · 3 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
February 1997 - January 2002 · 4 yrs 11 mos
State Registrations38 states
ARAZCACOCTDCDEFLGAHIIDILINLAMAMDMEMIMNMTNCNHNJNMNVNYOHORPARISCTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Matthew Wunder - Financial Advisor | TrueAdvisor