Thomas Morrissey
Thomas Morrissey is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 39 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
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Regulatory History (1)
Customer Dispute
January 2001Other Business Activities
Thomas is the founder of the Commack Chamber of Commerce, a civic/community organization. He dedicates minimal time to this activity.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fidelity Brokerage Services LLCBroker
Investors Associates, INC.Broker
W.J. Nolan & Company, INC.Broker
H. Starr Financial CORP.Broker
Castle Securities CORP.Broker
Madison Chapin Assocs., INC.Broker
William M. Cadden & CO., INC.Broker
Investors Center, INC.Broker
Investors Center IncorporatedBroker
First Investors CorporationBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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