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Todd Shaw is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
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Regulatory History (3)
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Customer Dispute
September 2008Settled
Customer Dispute
June 2008Settled
Customer Dispute
April 2008Settled
Other Business Activities
Todd is a director for a cancer research and treatment fund. This activity is not investment-related.
Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
UBS Financial Services INC.
March 2007 - June 2008 · 1 yr 3 mos
UBS Financial Services INC.Broker
December 2004 - June 2008 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
November 1989 - December 2004 · 15 yrs 1 mo
Lombard Securities CORP.Broker
October 1989 - April 1990 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.