David Wolfe is a registered investment advisor at RBC Capital Markets, LLC, based in Minneapolis, MN, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
250 Nicollet Mall, SUITE 1700, 16th Floor, Minneapolis, MN, 55401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is the treasurer of the Minnesota Securities Dealers Association, a professional trade organization, spending minimal time per month. He is also a part owner of Flyaway Beach Partners, LLC, a real estate holding company, but spends no time on this activity.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Gradient Wealth Management
Gradient Securities, LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
RBC Capital Markets, LLCBroker
RBC Capital Markets CorporationBroker
RBC Dain Rauscher INC.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.