JD
JD
John Doherty
23 Years of Experience
Newton Lower Falls, MA
3 DisclosuresBroker
John Doherty is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Newton Lower Falls, MA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
2345 Washington St, Suite 101, Newton Lower Falls, MA, 02462
Get directionsHistory
Regulatory History (3)
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Customer Dispute
May 2019Settled
Customer Dispute
June 2016Settled
Customer Dispute
April 2011Denied
Other Business Activities
John uses North Atlantic Investment Partners, LLC as a DBA for his branch. He spends minimal time on activities related to this DBA.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2022 - Present · 3 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2004 - November 2022 · 18 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2002 - November 2022 · 20 yrs 5 mos
State Registrations19 states
CACOCTFLILMAMEMINCNHNJNYORPARISCTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.