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Paul Kapur

Raymond James Financial Services Advisors, INC
25 Years of Experience
Newton Lower Falls, MA
6 DisclosuresBrokerSells Insurance
View SEC Summary
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Paul Kapur is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Newton Lower Falls, MA, with 25 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6696 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2345 Washington Street, Suite 101, Newton Lower Falls, MA, 02462

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2016
Final
Regulatory
April 2016
Final
Regulatory
November 2012
Final
Regulatory
September 2010
Final
Employment Separation After Allegations
March 2010
Customer Dispute
April 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Paul is a real estate agent for personal transactions and owns multiple rental properties. He also works as an agent providing non-variable life, disability, and long-term care insurance options, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2016 - Present · 10 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 2010 - February 2016 · 5 yrs 3 mos
Ameriprise Financial Services, INC.Broker
April 2010 - February 2016 · 5 yrs 10 mos
Ameriprise Financial Services, INC.
April 2010 - May 2010 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - April 2010 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2010 · 6 mos
Banc of America Investment Services, INC.
September 2005 - October 2009 · 4 yrs 1 mo
Banc of America Investment Services, INC.Broker
September 2005 - October 2009 · 4 yrs 1 mo
Strategic Advisers, INC.
August 2001 - September 2005 · 4 yrs 1 mo
Fidelity Brokerage Services LLCBroker
January 2001 - September 2005 · 4 yrs 8 mos
State Registrations17 states
CACOCTDCFLGAKYMAMEMINCNHNJNYPAVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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