Joseph Roseman
Joseph Roseman is a registered investment advisor at Simplicity Wealth, based in Charlotte, NC, with 20 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,619 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Simplicity Wealth's fees are based on a percentage of your assets under management, ranging from 0.10% to 2.00%. The specific fee depends on the services selected by your advisor. The fees cover investment management, research, monitoring, and other operational services. Additional fees may include model manager fees, custodial fees, and transaction fees. Simplicity Wealth also offers proprietary model portfolios.
Location
5960 Fairview Road suite 400, Charlotte, NC, 28215
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Regulatory History (1)
Judgment / Lien
January 2008Other Business ActivitiesSells Insurance
Joseph is the owner/principal of Roseman Financial, where he markets annuities, long-term care, and life insurance, dedicating about 10-20% of his time. He also owns farmland that he rents to Pope Farms and Wingler Farms, and receives referral fees from Medicaid Success.
Employment History
Current Registrations
Simplicity Wealth
Previous Registrations
Rcplanners
Corecap Investments, INC.Broker
Corecap Advisors
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
First American National Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.