KK
KK

Kenneth Knapp

40 Years of Experience
Phoenix, AZ
1 DisclosureBrokerSells Insurance

Kenneth Knapp is a registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

1430 E Missouri Ave, #B-265, Phoenix, AZ, 85014

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Settled
Other Business ActivitiesSells Insurance

Kenneth sells term insurance, health, and long-term care insurance, dedicating minimal time to this activity. He also has a business entity for tax/investment purposes and a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
June 1996 - Present · 29 yrs 11 mos
LPL Financial LLC
August 1991 - Present · 34 yrs 9 mos
LPL Financial LLCBroker
August 1991 - Present · 34 yrs 9 mos
Previous Registrations
Mason, Hunt & CO., INC.Broker
June 1988 - August 1991 · 3 yrs 2 mos
Fox & CompanyBroker
August 1987 - May 1988 · 9 mos
Mason, Hunt & CO., INC.Broker
July 1986 - August 1991 · 5 yrs 1 mo
Mony Securities CORP.Broker
November 1985 - June 1986 · 7 mos
State Registrations39 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMOMTNCNJNVNYOHOKORPASCSDTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.