Thomas Lofy
Thomas Lofy is a registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11120 N. Tatum Blvd, Suite 101, Phoenix, AZ, 85028
Get directionsHistory
Regulatory History (1)
Regulatory
November 1999Other Business ActivitiesSells Insurance
Thomas is a notary public, an independent insurance agent selling various insurance products, and owns multiple businesses including real estate rental properties, a law firm, a CPA firm, and other entities. He dedicates about 10-20% of his time to the law firm and a few hours per week to tax preparation and insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
H.D. Vest Investment ServicesBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.