Douglas Dulac
Douglas Dulac is a ChFC-designated registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Carmel, ME, with 40 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 30,369 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners does not set a firm-wide investment management fee schedule. Instead, your advisor will determine an advisory fee based on the complexity of your portfolio, the services provided, and the platform used.
- The maximum annual advisory fee cannot exceed 3% of your portfolio.
- Depending on the account type (such as Pershing UPlan or third-party custodian accounts), there may be additional administration or program fees ranging from 0.05% to 0.19% per year, or flat monthly fees (such as $8 per month for certain custodian accounts).
- Your advisor will discuss and agree upon the specific fee structure with you before managing your investments.
Location
Carmel, ME
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2025Customer Dispute
September 2024Customer Dispute
April 2022Other Business ActivitiesSells Insurance
Douglas is the owner of Maine Street Insurance and Financial Services and a responsible agent for non-variable insurance since 2011. He also serves on the Anah Shrine Finance Committee and is a notary.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
United Securities Alliance, INC.
United Securities Alliance, INC.
Royal Alliance Associates, INC.Broker
United Securities Alliance, INC.Broker
New England SecuritiesBroker
Pruco Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.