Jon Dauble is a registered investment advisor at Dauble+worthington Equity Portfolios, based in Evansville, IN, with 21 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 60 clients with $9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
D+WEP charges an annual fee for managing your investment portfolio, calculated as a percentage of the value of your investments. The maximum fee is 3.00% per year. This fee is billed quarterly in advance. The firm may allow accounts of spouses and minor children to be combined to potentially lower the fee. Fees are negotiable based on your individual needs and circumstances.
Location
Evansville, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jon is an officer/owner of The Dauble Companies, providing tax mitigation services. This activity takes about half of Jon's time.
Employment History
Current Registrations
Dauble+worthington Equity Portfolios
Previous Registrations
Osage Pacific Advisors, INC.
Dauble+worthington Equity Portfolios
Capital Advisors, INC.
Harbor Financial Services, LLC
Raymond James Financial Services
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.