Charles Harvey
Charles Harvey is a registered investment advisor at Wells Fargo Advisors, based in Norwell, MA, with 40 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
91 Longwater Circle, Ste 300, Norwell, MA, 02061
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 1993Customer Dispute
July 1992Criminal
May 1979Other Business Activities
Charles has a business ownership activity that started in 2015, dedicating minimal time to it. This activity is not investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Janney Montgomery Scott LLCBroker
Dean Witter Reynolds INC.Broker
Smith Barney INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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