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Charles Harvey
40 Years of Experience
Norwell, MA
3 DisclosuresBroker
Charles Harvey is a registered investment advisor at Wells Fargo Advisors, based in Norwell, MA, with 40 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
91 Longwater Circle, Ste 300, Norwell, MA, 02061
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1993Settled
Customer Dispute
July 1992Settled
Criminal
May 1979Final Disposition
Other Business Activities
Charles has a business ownership activity that started in 2015, dedicating minimal time to it. This activity is not investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
January 2026 - Present · 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
February 2016 - January 2026 · 9 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2015 - January 2026 · 10 yrs 2 mos
UBS Financial Services INC.Broker
October 2008 - November 2015 · 7 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2004 - October 2008 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2004 - October 2008 · 4 yrs 7 mos
Janney Montgomery Scott LLCBroker
February 1999 - April 2004 · 5 yrs 2 mos
Dean Witter Reynolds INC.Broker
May 1995 - December 1998 · 3 yrs 7 mos
Smith Barney INC.Broker
May 1993 - May 1995 · 2 yrs
Prudential Securities IncorporatedBroker
November 1990 - April 1993 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1988 - November 1990 · 2 yrs 7 mos
Painewebber IncorporatedBroker
September 1985 - June 1988 · 2 yrs 9 mos
State Registrations30 states
ALAZCACOCTDCDEFLGAILINLAMAMDMIMONCNDNHNJNVNYOHPARISCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.