DS
CFP · ChFC
DS
CFP · ChFC
David Smith
40 Years of Experience
Bend, OR
1 DisclosureBroker
David Smith is a CFP, ChFC-designated registered investment advisor at Strategic Wealth Management, LLC, based in Bend, OR, with 40 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 29 clients with $19M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
29 clients
Average Client Portfolio
$643K average
Assets Under Management
$18.6M
Fee Structure
Minimum Annual Fee:$1,360
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.95% |
| $1M+ | 0.90% |
Fees negotiable
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
365 NE Greenwood Ave, Suite #4, Bend, OR, 97701
Get directionsHistory
Regulatory History (1)
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Regulatory
August 2016Final
Other Business Activities
David is the CCO, owner, president, and member of Strategic Wealth Management, LLC, a registered investment advisor, since 2009. This activity is investment-related.
Employment History
Current Registrations
Strategic Wealth Management, LLC
January 2026 - Present · 4 mos
United Planners' Financial Services of America a Limited PartnerBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Strategic Wealth Management, LLC
October 2009 - December 2025 · 16 yrs 2 mos
Sagepoint Financial, INC.
April 2007 - April 2009 · 2 yrs
Sagepoint Financial, INC.Broker
April 2007 - April 2009 · 2 yrs
Metlife Securities INC.
July 2002 - December 2003 · 1 yr 5 mos
Metlife Securities INC.Broker
May 2002 - March 2007 · 4 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 2002 - March 2007 · 4 yrs 10 mos
Allmerica Investments, INC.Broker
December 1985 - April 2002 · 16 yrs 4 mos
State Registrations5 states
CAFLIDORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.