Elaine Moss is a registered investment advisor at Vestor Capital, LLC, based in Chicago, IL, with 39 years of industry experience. Elaine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,270 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.35% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.20% |
| $5.0M - $6.0M | 1.10% |
| $6M+ | 1.00% |
Fees are negotiable and vary from client to client. Fees differ for certain charitable and non-profit organizations, accounts containing securities restrictions and accounts charged on a fixed-fee or adjusted basis. For fixed income only relationships, the annual fee is 0.50%, subject to a minimum fee of $2,500.
Fee Estimator
Location
10 S. Riverside Plaza, Suite 1400, Chicago, IL, 60606-3840
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Elaine is an employee of Vestor Capital, LLC, a registered investment advisor, and Vestor Capital Securities, LLC, a broker-dealer. She dedicates full-time hours to both positions.
Employment History
Current Registrations
Vestor Capital, LLC
Previous Registrations
Vestor Capital, LLC
Vestor Capital Partners, LLC
Vestor Capital Corporation
Vestor Capital Securities, LLCBroker
Tucker Anthony IncorporatedBroker
Painewebber IncorporatedBroker
Bear, Stearns & CO. INC.Broker
Rialcor/shatkin Securities CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.