Stephen Cordill is a registered investment advisor at UBS Financial Services INC., based in Houston, TX, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
4400 Post Oak Parkway, Suite 1700, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is a member of the finance committee at Briar Club, advising on stewardship of club funds. He also serves as co-trustee for the E.T. Trust II, advising the principal co-trustee on documenting her activities.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Deutsche Bank Securities INC.Broker
Deutsche Bank Securities INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sanders Morris Harris INC.
Smh Capital Advisors, INC.
Sanders Morris Harris INC.Broker
Oppenheimer Asset Management
Oppenheimer & CO. INC.Broker
Fahnestock Asset Management
Cibc World Markets CORP.
Oppenheimer & CO., INC.Broker
Cibc World Markets CORP.Broker
Alliance Fund Distributors, INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.