Mark Lundvall is a registered investment advisor at Morgan Stanley, based in New York, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, Capital Markets, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Cg Capital Markets, LLCBroker
July 2015 - January 2018 · 2 yrs 6 mos
Capital Guardian, LLCBroker
November 2013 - July 2015 · 1 yr 8 mos
C & Co/princeridge LLCBroker
January 2012 - October 2013 · 1 yr 9 mos
UBS Financial Services INC.Broker
October 2008 - November 2011 · 3 yrs 1 mo
UBS Securities LLCBroker
January 2006 - October 2008 · 2 yrs 9 mos
UBS Financial Services INC.Broker
September 1993 - January 2006 · 12 yrs 4 mos
Kidder, Peabody & CO. IncorporatedBroker
September 1989 - September 1993 · 4 yrs
Lebenthal & CO., INC.Broker
April 1986 - September 1989 · 3 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.