SB
SB
Steven Baumhoff
35 Years of Experience
San Francisco, CA
2 DisclosuresBroker
Steven Baumhoff is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in San Francisco, CA, with 35 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1 California St, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
June 1994Regulatory
May 1994Final
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
July 2008 - Present · 17 yrs 10 mos
U.S. Bancorp Advisors, LLCBroker
December 1999 - Present · 26 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1985 - July 1994 · 8 yrs 9 mos
State Registrations30 states
ALAZCACOCTFLGAHIIDILMAMDMEMTNCNENJNMNVNYOHOKORSCTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.