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Wendy Wong
25 Years of Experience
San Francisco, CA
1 DisclosureBroker
Wendy Wong is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in San Francisco, CA, with 25 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1 California St, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2009Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
August 2003 - Present · 22 yrs 9 mos
U.S. Bancorp Advisors, LLCBroker
June 2000 - Present · 25 yrs 11 mos
State Registrations11 states
AZCAFLHIKYMAMDMINVNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.