TrueAdvisor
TrueAdvisor
WW
WW

Wendy Wong

U.S. Bancorp Advisors, LLC
26 Years of Experience
San Francisco, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Wendy Wong is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in San Francisco, CA, with 26 years of industry experience. Wendy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

1 California St, San Francisco, CA, 94111

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
August 2003 - Present · 23 yrs 2 mos
U.S. Bancorp Advisors, LLCBroker
June 2000 - Present · 26 yrs 4 mos
State Registrations11 states
AZCAFLHIKYMAMDMINVNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in San Francisco, CA →All financial advisors in California →