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David Grossnickle

Ameriprise Financial Services, LLC
38 Years of Experience
South Bend, IN
1 DisclosureBroker
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David Grossnickle is a registered investment advisor at Ameriprise Financial Services, LLC, based in South Bend, IN, with 38 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

202 South Michigan Street, Suite 320, South Bend, IN, 46601-1812

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLC
July 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLC
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
LPL Financial LLC
November 2009 - July 2022 · 12 yrs 8 mos
LPL Financial LLCBroker
November 2009 - July 2022 · 12 yrs 8 mos
Invest Financial Corporation
May 2008 - December 2009 · 1 yr 7 mos
Invest Financial CorporationBroker
May 2008 - December 2009 · 1 yr 7 mos
UBS Financial Services INC.Broker
February 2007 - May 2008 · 1 yr 3 mos
UBS Financial Services INC.
February 2007 - May 2008 · 1 yr 3 mos
Mcdonald Investments INC.
January 2007 - February 2007 · 1 mo
Mcdonald Investments INC.Broker
November 2005 - February 2007 · 1 yr 3 mos
Edward JonesBroker
March 2003 - November 2005 · 2 yrs 8 mos
Banc One Securities Corporation
February 1999 - October 2002 · 3 yrs 8 mos
Banc One Securities CorporationBroker
February 1999 - October 2002 · 3 yrs 8 mos
First Chicago Nbd Investment Services, INC.Broker
March 1998 - February 1999 · 11 mos
First Chicago Nbd Investment Services, INC.Broker
March 1996 - March 1997 · 1 yr
Essex National Securities, INC.Broker
January 1995 - March 1996 · 1 yr 2 mos
Mtl Equity Products, INC.Broker
July 1990 - January 1995 · 4 yrs 6 mos
Princor Financial Services CorporationBroker
December 1985 - December 1989 · 4 yrs
State Registrations10 states
ALAZFLINMIPASCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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