Jim Duncan
Jim Duncan is a registered investment advisor at Osaic Wealth, INC., based in Oklahoma City, OK, with 39 years of industry experience. Jim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2932 NW 122nd St, Suite 19, Oklahoma City, OK, 73120
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2014Other Business ActivitiesSells Insurance
Jim is the President of Benchmark Financial Group, LLC, an Oklahoma-based insurance and employee benefits agency, dedicating about a quarter of his time to agency management, supervision, and marketing. He also spends about 10-20% of his time on marketing, sales, and administration for the same company.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
American United Life Insurance CompanyBroker
Ameritas Investment CORP.Broker
Sunamerica Securities, INC.Broker
Lifemark Securities CORP.Broker
Nylife Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.