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John Higgins

Wells Fargo Advisors
40 Years of Experience
Charlottesville, VA
1 DisclosureBroker
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John Higgins is a registered investment advisor at Wells Fargo Advisors, based in Charlottesville, VA, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 E South St, Charlottesville, VA, 22902

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1998
Denied
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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2016 - Present · 10 yrs 2 mos
Wells Fargo Advisors
September 2016 - Present · 10 yrs 2 mos
Previous Registrations
Morgan Stanley
June 2009 - September 2016 · 7 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2016 · 7 yrs 3 mos
Citigroup Global Markets INC.
September 2005 - June 2009 · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
September 2005 - June 2009 · 3 yrs 9 mos
Morgan Stanley
December 1998 - October 2005 · 6 yrs 10 mos
Morgan Stanley Dw INC.Broker
March 1998 - October 2005 · 7 yrs 7 mos
Prudential Securities IncorporatedBroker
June 1992 - March 1998 · 5 yrs 9 mos
Kemper Securities Group, INC.Broker
October 1990 - June 1992 · 1 yr 8 mos
Gruntal & CO. IncorporatedBroker
June 1990 - October 1990 · 4 mos
Ladenburg, Thalmann & CO., INC.Broker
December 1985 - June 1990 · 4 yrs 6 mos
State Registrations28 states
CACOCTDCDEFLIDILINLAMAMDNCNHNJNYOHPARISCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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