JH
JH
John Higgins
40 Years of Experience
Charlottesville, VA
1 DisclosureBroker
John Higgins is a registered investment advisor at Wells Fargo Advisors, based in Charlottesville, VA, with 40 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
100 E South St, Charlottesville, VA, 22902
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 1998Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2016 - Present · 9 yrs 8 mos
Wells Fargo Advisors
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Morgan Stanley
June 2009 - September 2016 · 7 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2016 · 7 yrs 3 mos
Citigroup Global Markets INC.
September 2005 - June 2009 · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
September 2005 - June 2009 · 3 yrs 9 mos
Morgan Stanley
December 1998 - October 2005 · 6 yrs 10 mos
Morgan Stanley Dw INC.Broker
March 1998 - October 2005 · 7 yrs 7 mos
Prudential Securities IncorporatedBroker
June 1992 - March 1998 · 5 yrs 9 mos
Kemper Securities Group, INC.Broker
October 1990 - June 1992 · 1 yr 8 mos
Gruntal & CO. IncorporatedBroker
June 1990 - October 1990 · 4 mos
Ladenburg, Thalmann & CO., INC.Broker
December 1985 - June 1990 · 4 yrs 6 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.