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Amy Ellertson

30 Years of Experience
Charlottesville, VA
1 DisclosureBroker

Amy Ellertson is a registered investment advisor at Wells Fargo Advisors, based in Charlottesville, VA, with 30 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 E South St, Charlottesville, VA, 22902

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001
Denied
Employment History
Current Registrations
Wells Fargo Advisors
March 2009 - Present · 17 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
July 2000 - March 2009 · 8 yrs 8 mos
Citigroup Global Markets INC.Broker
June 2000 - March 2009 · 8 yrs 9 mos
First Union Securities, INC.Broker
October 1999 - July 2000 · 9 mos
First Union Capital Markets CORP.Broker
July 1996 - October 1999 · 3 yrs 3 mos
Jaron Equities CORP.Broker
December 1995 - March 1996 · 3 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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