MK
CFA
MK
CFA

Maria Karahalis

33 Years of Experience
New York, NY
Broker

Maria Karahalis is a CFA-designated registered investment advisor at Capital Client Group, INC., based in New York, NY, with 33 years of industry experience. Maria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

399 Park Ave., 39th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Maria works as a Portfolio Strategy Manager for Capital Research and Management Company. This role requires about 10-20% of Maria's time.

Employment History
Current Registrations
Capital Client Group, INC.
September 2013 - Present · 12 yrs 10 mos
Capital Client Group, INC.Broker
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Goldman, Sachs & CO.Broker
August 1995 - February 2012 · 16 yrs 6 mos
Morgan Stanley & CO., IncorporatedBroker
November 1990 - August 1995 · 4 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maria Karahalis - Financial Advisor | TrueAdvisor