JG
CFA
JG
CFA

James Garrett

23 Years of Experience
New York, NY
Broker

James Garrett is a CFA-designated registered investment advisor at Capital Client Group, INC., based in New York, NY, with 23 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
606 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

399 Park Ave., 39th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
May 2013 - Present · 13 yrs 5 mos
Capital Client Group, INC.
September 2009 - Present · 17 yrs 1 mo
Capital Client Group, INC.Broker
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
Scudder Investor Services, INC.Broker
December 1995 - February 2002 · 6 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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