Frances Makino
Frances Makino is a registered investment advisor at Independent Financial Group, LLC, based in Glenelg, MD, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Glenelg, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frances sells fixed insurance products, dedicating about 10-20% of her time, and owns Makino Financial, LLC to facilitate her securities, advisory, and insurance business, taking up all of her time. She also co-owns rental property and is an instructor teaching Financial Fitness.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Liberty Securities CorporationBroker
Commonwealth Equity Services, INC.Broker
Painewebber IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.