AR
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Al Rizek
19 Years of Experience
San Juan, PR
9 Disclosures
Al Rizek is a registered investment advisor at Integral Financial Counselors LLC, based in San Juan, PR, with 19 years of industry experience. Al operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2 advisors
IM Fee
Planning only
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Location
San Juan, PR
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Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1997Settled
Customer Dispute
September 1996Settled
Regulatory
July 1996Final
Customer Dispute
June 1996Settled
Customer Dispute
April 1996Settled
Customer Dispute
February 1996Settled
Customer Dispute
January 1995Settled
Customer Dispute
November 1994Settled
Customer Dispute
July 1994Settled
Other Business Activities
Al is a managing member of Integral Development LLC, Golden Retreat LLC, EDS Development LLC, and R3 Holdings LLC, all involved in real estate development. He dedicates about a quarter of his time to each of these roles.
Employment History
Current Registrations
Integral Financial Counselors LLC
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Rizek InvestmentsBroker
October 1995 - September 1999 · 3 yrs 11 mos
R.K. Grace & CO.Broker
September 1995 - May 1996 · 8 mos
Painewebber Incorporated of Puerto RicoBroker
February 1991 - August 1995 · 4 yrs 6 mos
Painewebber IncorporatedBroker
February 1989 - August 1995 · 6 yrs 6 mos
Drexel Burnham Lambert IncorporatedBroker
November 1985 - March 1989 · 3 yrs 4 mos
State Registrations1 state
PR
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.