Robert Walker is a CFA-designated registered investment advisor at Robert M Walker & Associates, based in Lebanon, OH, with 27 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 8 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiable for amounts over $5,000,000. Clients whose accounts are comprised exclusively of mutual funds and cash equivalents will be charged a flat 1% of assets under management in addition to any additional mutual fund fees.
Fee Estimator
Location
Lebanon, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert works as a tax preparer for Your Tax Guy since 2012. This takes about a quarter of his time annually, with no hours spent during trading hours.
Employment History
Current Registrations
Robert M Walker & Associates
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.