Dean Giella
Dean Giella is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Melville, NY, with 32 years of industry experience. Dean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
445 Broadhollow Rd., Ste. 108, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean is a licensed insurance agent since 1985, dedicating minimal time to this activity. He also uses a trade name as the owner of GS Investment Planning LLC, spending about a quarter of his time on this. Finally, he is an advisory representative of a RIA since 2013, spending nearly full-time hours on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Comprehensive Asset Management and Servicing, INC.Broker
The Concord Equity Group, LLCBroker
Pmg Securities CorporationBroker
Legend Equities CorporationBroker
Legend Capital CorporationBroker
Triad FinancialBroker
Pamco Securities and Insurance ServicesBroker
American Express Financial Advisors INC.Broker
Pruco Securities CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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