Kent Amos
Kent Amos is a registered investment advisor at Kovack Advisors, INC., based in Mobile, AL, with 40 years of industry experience. Kent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
500 Boulevard Park East, Mobile, AL, 36609
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2019Employment Separation After Allegations
October 2014Employment Separation After Allegations
May 1999Customer Dispute
August 1998Other Business ActivitiesSells Insurance
Kent sells fixed insurance and dedicates about 5% of his time to this activity. He also owns a condo rental and is a manager for Kelly Boat Dock Services LLC, spending minimal time on each.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Voya Financial Advisors, INC.Broker
Investment Professionals, INC.Broker
Kovack Advisors, INC.
Kovack Securities INC.Broker
Bts Asset Management, INC.
John Hancock Mutual Life Insurance CompanyBroker
Cadaret, Grant & CO., INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.