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Kent Amos

Kovack Advisors, INC.
40 Years of Experience
Mobile, AL
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Kent Amos is a registered investment advisor at Kovack Advisors, INC., based in Mobile, AL, with 40 years of industry experience. Kent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 Boulevard Park East, Mobile, AL, 36609

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2019
Denied
Employment Separation After Allegations
October 2014
Employment Separation After Allegations
May 1999
Customer Dispute
August 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kent sells fixed insurance and dedicates about 5% of his time to this activity. He also owns a condo rental and is a manager for Kelly Boat Dock Services LLC, spending minimal time on each.

Employment History
Current Registrations
Kovack Advisors, INC.
January 2015 - Present · 11 yrs 9 mos
Kovack Securities INC.Broker
October 2014 - Present · 12 yrs
Previous Registrations
Voya Financial Advisors, INC.Broker
August 2014 - October 2014 · 2 mos
Investment Professionals, INC.Broker
November 2013 - August 2014 · 9 mos
Kovack Advisors, INC.
September 2008 - November 2013 · 5 yrs 2 mos
Kovack Securities INC.Broker
May 1999 - November 2013 · 14 yrs 6 mos
Bts Asset Management, INC.
January 1994 - September 2008 · 14 yrs 8 mos
John Hancock Mutual Life Insurance CompanyBroker
November 1992 - January 1995 · 2 yrs 2 mos
Cadaret, Grant & CO., INC.Broker
February 1991 - May 1999 · 8 yrs 3 mos
Mutual Benefit Financial Service CompanyBroker
October 1985 - March 1991 · 5 yrs 5 mos
State Registrations3 states
ALFLMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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