EC
EC
Elizabeth Cooke
39 Years of Experience
Lone Tree, CO
4 DisclosuresBroker
Elizabeth Cooke is a registered investment advisor at Charles Schwab & CO., INC., based in Lone Tree, CO, with 39 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009Settled
Customer Dispute
July 2009Denied
Customer Dispute
July 2008Closed-No Action
Customer Dispute
November 2007Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
March 2006 - Present · 20 yrs 4 mos
Charles Schwab & CO., INC.
March 1999 - Present · 27 yrs 4 mos
Charles Schwab & CO., INC.Broker
March 1999 - Present · 27 yrs 4 mos
Previous Registrations
Knight Securities, INC.Broker
June 1998 - November 1998 · 5 mos
Chase Securities INC.Broker
August 1996 - February 1998 · 1 yr 6 mos
Painewebber IncorporatedBroker
April 1992 - July 1996 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
November 1990 - March 1992 · 1 yr 4 mos
Shearson Lehman Hutton INC.Broker
May 1988 - March 1990 · 1 yr 10 mos
E. F. Hutton & Company INCBroker
October 1985 - May 1988 · 2 yrs 7 mos
State Registrations40 states
AZCACOCTDCDEFLGAHIIAILINLAMAMDMEMNMOMSNCNHNJNMNVNYOHOKORPAPRRISCTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.