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David James

Coastal Bridge Advisors
40 Years of Experience
Eagle, ID
6 Disclosures
View SEC Summary
View SEC Summary

David James is a registered investment advisor at Coastal Bridge Advisors, based in Eagle, ID, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 1,997 clients with $5B in assets under management.

Coastal Bridge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
1,997 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$5.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10.0M - $50.0M0.65%
$50M+0.50%

Fees are negotiable. Accounts held at Cidel Bank & Trust generally carry higher fees due to added administrative costs. Legacy accounts from TrinityPoint may follow different fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Eagle, ID

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2019
Denied
Customer Dispute
August 2016
Settled
Employment Separation After Allegations
August 2016
Customer Dispute
August 2016
Settled
Customer Dispute
August 2000
Pending
Customer Dispute
February 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David serves as a trustee for the Gretchen Rodkey Clark 2006 Insurance Trust, ensuring premiums are paid. This activity is not investment-related.

Employment History
Current Registrations
Coastal Bridge Advisors
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
May 2011 - September 2016 · 5 yrs 4 mos
Oppenheimer & CO. INC.
November 2007 - May 2011 · 3 yrs 6 mos
Oppenheimer Asset Management
April 2003 - November 2007 · 4 yrs 7 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
November 1997 - January 2003 · 5 yrs 2 mos
State Registrations3 states
CAIDNV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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