James Hotchkiss
James Hotchkiss is a registered investment advisor at LPL Financial LLC, based in Somerset, PA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
108 W. Main Street, Somerset, PA, 15501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates his LPL business through Ameriserv Financial Services. He also owns a rental property and works as an agent selling non-variable insurance, dedicating minimal time to each. Additionally, James has a financial institution duty with AmeriServ Trust, taking about half of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Cetera Investment Services LLCBroker
Uvest Financial Services Group, INC.Broker
Bb&t Investment Services, INC.Broker
Tower Square Securities, INC.Broker
Wheat, First Securities, INC.Broker
MML Investors Services, INC.Broker
First Investors CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.