Steven Violette
Steven Violette is a registered investment advisor at Wells Fargo Advisors, based in Westport, CT, with 40 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
450 Post Road E, Westport, CT, 06880
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2002Other Business Activities
Steven is a committee member for The Westport Republican Town Committee District 8 and a finance committee member for St Luke Catholic Church. He also holds power of attorney for his mother.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Painewebber IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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