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Catherine Hillebrand

30 Years of Experience
New York, NY
Broker

Catherine Hillebrand is a registered investment advisor at RBC Capital Markets, LLC, based in New York, NY, with 30 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1211 Avenue of the Americas, Suite 3300, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
June 2020 - Present · 5 yrs 11 mos
RBC Capital Markets, LLC
June 2020 - Present · 5 yrs 11 mos
RBC Capital Markets, LLCBroker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
May 2012 - June 2020 · 8 yrs 1 mo
UBS Financial Services INC.Broker
May 2012 - June 2020 · 8 yrs 1 mo
Credit Suisse Securities (USA) LLC
December 2011 - May 2012 · 5 mos
Credit Suisse Securities (USA) LLCBroker
July 2010 - May 2012 · 1 yr 10 mos
Bny Mellon Capital Markets, LLCBroker
April 2008 - July 2010 · 2 yrs 3 mos
Bny Capital Markets INC.Broker
November 2004 - April 2008 · 3 yrs 5 mos
Commonwealth AssociatesBroker
January 2003 - April 2004 · 1 yr 3 mos
Whale Securities CO., L.P.Broker
January 2000 - March 2001 · 1 yr 2 mos
Whale Securities CO., L.P.Broker
October 1991 - September 1998 · 6 yrs 11 mos
State Registrations26 states
AZCACOCTDCFLHIIAKYLAMAMDMEMIMNMONCNHNJNYOHPATXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.