Robert Cully is a registered investment advisor, based in Boston, MA, with 40 years of industry experience.
Location
155 Federal Street, Suite 602, Boston, MA, 02110
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Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008Denied
Customer Dispute
August 2006Settled
Customer Dispute
June 2006Settled
Customer Dispute
March 2006Settled
Customer Dispute
February 2006Settled
Customer Dispute
November 2001Denied
Customer Dispute
May 1999Settled
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 4 yrs
B. Riley Wealth ManagementBroker
July 2022 - Present · 4 yrs
B. Riley Wealth Advisors, INC.
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
National Securities CorporationBroker
March 2021 - July 2022 · 1 yr 4 mos
Winslow, Evans & Crocker, INC.
January 2011 - April 2021 · 10 yrs 3 mos
Winslow, Evans & Crocker, INC.Broker
January 2011 - April 2021 · 10 yrs 3 mos
Leerink Swann LLC
May 2009 - January 2011 · 1 yr 8 mos
Leerink Swann LLCBroker
March 2009 - January 2011 · 1 yr 10 mos
Leerink Swann LLC
March 2009 - April 2009 · 1 mo
RBC Capital Markets Corporation
April 2006 - March 2009 · 2 yrs 11 mos
RBC Capital Markets CorporationBroker
August 2005 - March 2009 · 3 yrs 7 mos
Janney Montgomery Scott LLCBroker
September 1993 - August 2005 · 11 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
December 1987 - September 1993 · 5 yrs 9 mos
Painewebber IncorporatedBroker
October 1985 - December 1987 · 2 yrs 2 mos
State Registrations25 states
AZCACOCTDCDEFLGAMAMDMEMINCNHNMNVNYOHORPARITXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.