Michael Smith is a registered investment advisor at LPL Financial LLC, based in Crystal Lake, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1095 Pingree Rd, Ste 202, Crystal Lake, IL, 60014
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael provides investment advisory services through Global Retirement Partners and Insight Financial Partners, spending full-time on these activities. He also serves as a notary public and a board member for The Center for Board Certified Fiduciaries, dedicating minimal time and about 10% of his time, respectively.
Employment History
Current Registrations
LPL Financial LLC
Global Retirement Partners LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
PFS Advisors
Plexus Financial SolutionsBroker
Adp Broker-Dealer, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.