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Bonnie Gibbs

40 Years of Experience
Denver, CO
BrokerSells Insurance

Bonnie Gibbs is a registered investment advisor at UBS Financial Services INC., based in Denver, CO, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

4600 S. Ulster Street -Suite 700, Metro Point One, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bonnie is the trustee for the D.K.G Survivor Trust, handling tasks such as depositing mineral checks, paying bills, property taxes, and insurance. This activity started in November 2022.

Employment History
Current Registrations
UBS Financial Services INC.Broker
September 2011 - Present · 14 yrs 8 mos
UBS Financial Services INC.
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - September 2011 · 2 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2011 · 2 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 1999 - April 2007 · 8 yrs 3 mos
Morgan Stanley Dw INC.Broker
April 1995 - April 2007 · 12 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
August 1992 - April 1995 · 2 yrs 8 mos
Dickinson & CO.Broker
July 1991 - August 1992 · 1 yr 1 mo
Jesup, Josephthal & CO., INC.Broker
October 1990 - July 1991 · 9 mos
The Stuart-James Company, IncorporatedBroker
November 1988 - November 1990 · 2 yrs
Independent Investment Brokers of AmericaBroker
October 1988 - November 1988 · 1 mo
American Capital Equities, INC.Broker
September 1988 - October 1988 · 1 mo
Graystone Nash, INC.Broker
January 1988 - September 1988 · 8 mos
The Stuart-James Company, IncorporatedBroker
October 1985 - November 1990 · 5 yrs 1 mo
State Registrations28 states
ARAZCACODCFLGAIDILINKSLAMAMEMIMNMONCNENJNVNYOHOKORTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.