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Javier Rodriguez

39 Years of Experience
Downey, CA
1 DisclosureBroker

Javier Rodriguez is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Downey, CA, with 39 years of industry experience. Javier operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8444 Florence Ave, Downey, CA, 90240

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1986
Final Disposition
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
October 2009 - February 2026 · 16 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
October 2009 - February 2026 · 16 yrs 4 mos
Chase Investment Services CORP.Broker
May 2009 - October 2009 · 5 mos
Chase Investment Services CORP.
May 2009 - October 2009 · 5 mos
Wamu Investments, INC.
February 2006 - May 2009 · 3 yrs 3 mos
Wamu Investments, INC.Broker
May 1998 - May 2009 · 11 yrs
Great Western Financial Securities CorporationBroker
March 1994 - May 1998 · 4 yrs 2 mos
Ba Investment Services, INC.Broker
May 1992 - March 1994 · 1 yr 10 mos
Gna Securities, INC.Broker
April 1991 - June 1992 · 1 yr 2 mos
Griffin Financial ServicesBroker
February 1989 - January 1991 · 1 yr 11 mos
John Hancock Distributors, INC.Broker
January 1986 - February 1989 · 3 yrs 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Javier Rodriguez - Financial Advisor | TrueAdvisor