Manuel Ramos
Manuel Ramos is a registered investment advisor at Nestyield Etfs, based in Anaheim, CA, with 36 years of industry experience. Manuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 4 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are subject to negotiation.
Fee Estimator
Location
2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2025Customer Dispute
December 2023Customer Dispute
March 2021Customer Dispute
August 2012Customer Dispute
May 2011Customer Dispute
August 2003Other Business ActivitiesSells Insurance
Manuel is involved in several business activities, including Ramos Consulting and Wealth Management Inc., Ramos Economia/Finanzas (radio/TV), Financial Advisors LLC (insurance agency), Estate Planning Team (deferred sales trusts), Ramos Financial Consulting Firm Inc., PSP Financial Group Inc. (full-time), CGM Risk Management and Insurance Services LLC (property & casualty insurance, a few hours per week), Ramos Wealth Management & Insurance Services, Ramos Capital Group, Nest Egg ETFs, LLC (Senior Portfolio Manager, about 10-20% of his time), and Nestyield ETFs, LLC (marketing company). He also provides property and casualty insurance services.
Employment History
Current Registrations
Nestyield Etfs
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Spc
Sammons Securities Company, LLCBroker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Advantage Capital CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.