Jerry Positeri
Jerry Positeri is a registered investment advisor at Ameriprise Financial Services, LLC, based in Santa Cruz, CA, with 39 years of industry experience. Jerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1237 Soquel Ave, Santa Cruz, CA, 95062
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2012Other Business Activities
Jerry works as a financial advisor at Comerica, dedicating about a quarter of his time to this role. This investment-related activity started in November 2023.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Comerica Securities
Imperial Securities CorporationBroker
Comerica SecuritiesBroker
Key Investments INC.Broker
U.S. Bancorp SecuritiesBroker
Gna Securities, INC.Broker
Pacific First Securities, LTD.Broker
American Express Financial Advisors INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.