Rebecca Contin
Rebecca Contin is a CFP-designated registered investment advisor at East Rock Financial Services, LLC, based in Santa Cruz, CA, with 14 years of industry experience. Rebecca operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 39 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $10.0M | 0.50% |
| $10.0M - $15.0M | 0.25% |
| $15M+ | 0.10% |
Minimum quarterly fee of $4,000 for clients joining after March 2019. Fees may be negotiable in limited circumstances.
Fee Estimator
Location
Santa Cruz, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rebecca is a director at CONTIN SEEDS, a hybrid seed development company. This board member activity requires minimal time.
Employment History
Current Registrations
East Rock Financial Services, LLC
Previous Registrations
Cornerstone Advisors INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Laura Kelly, CFP
- Scott Mcdonald, CFPSlp Wealth
- Liam Toohey, CFPRichard P. Slaughter Associates, INC.
- Clinton Davis, ChFCPark Avenue Securities LLC
- Christopher Wentzien, CFPNatural Bridges Financial Advisors
- Andy Bacaylan, CFPKestra Advisory Services, LLC