TrueAdvisor
TrueAdvisor
CC
CC

Craig Crawley

Wells Fargo Advisors
40 Years of Experience
Newport Beach, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Craig Crawley is a registered investment advisor at Wells Fargo Advisors, based in Newport Beach, CA, with 40 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

520 Newport Center Dr Ste 1700, Newport Beach, CA, 92660

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 1982
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Craig is an agent for Laguna Elixirs LLC, though he spends no time on it. He also owns rental property, dedicating minimal time to it.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2010 - Present · 16 yrs 7 mos
Wells Fargo Clearing Services, LLC
March 2010 - Present · 16 yrs 7 mos
Wells Fargo Advisors
March 2010 - Present · 16 yrs 7 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - March 2010 · 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2010 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2004 - April 2007 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
December 2004 - April 2007 · 2 yrs 4 mos
Citigroup Global Markets INC.
July 1997 - December 2004 · 7 yrs 5 mos
Citigroup Global Markets INC.Broker
July 1993 - December 2004 · 11 yrs 5 mos
Lehman Brothers INC.Broker
March 1988 - July 1993 · 5 yrs 4 mos
Bnl Securities INC.Broker
November 1985 - May 1988 · 2 yrs 6 mos
State Registrations12 states
CACOGAIDINMANVNYOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Newport Beach, CA →All financial advisors in California →