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Thomas Kirwan

Wells Fargo Advisors
38 Years of Experience
Newport Beach, CA
2 DisclosuresBroker
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Thomas Kirwan is a registered investment advisor at Wells Fargo Advisors, based in Newport Beach, CA, with 38 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

520 Newport Center Dr Ste 1700, Newport Beach, CA, 92660

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Settled
Criminal
December 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas owns 100% of Zephyr Cove Associates, LLC, an investment-related entity. He spends minimal time reviewing properties for purchase.

Employment History
Current Registrations
Wells Fargo Advisors
June 2018 - Present · 8 yrs 4 mos
Wells Fargo Clearing Services, LLC
June 2018 - Present · 8 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
July 2010 - July 2018 · 8 yrs
UBS Financial Services INC.Broker
July 2010 - July 2018 · 8 yrs
The Ayco Company,l.p.
December 1997 - August 2010 · 12 yrs 8 mos
Mercer Allied Company, L.P.Broker
December 1994 - August 2010 · 15 yrs 8 mos
Mercer Allied CorporationBroker
May 1993 - December 1994 · 1 yr 7 mos
Moseley, Hallgarten, Estabrook & Weeden, INC.Broker
October 1984 - February 1985 · 4 mos
L. F. Rothschild, Unterberg, TowbinBroker
November 1980 - August 1984 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1980 - December 1980 · 8 mos
L. F. Rothschild, Unterberg, TowbinBroker
August 1979 - March 1980 · 7 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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