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Stephen Oneil

The Strategic Financial Alliance
40 Years of Experience
Alpharetta, GA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Stephen Oneil is a registered investment advisor at The Strategic Financial Alliance, based in Alpharetta, GA, with 40 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,463 clients with $380M in assets under management.

The Strategic Financial Alliance
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
116 advisors
Number of Clients
1,463 clients
Average Client Portfolio
$261K average
Assets Under Management
$382.0M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are negotiated between you and your advisor, subject to program maximums up to 2% annually. Third-party asset manager fees generally range from 0.10% to 2.50% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

202 Abbey Court, Alpharetta, GA, 30004

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
Customer Dispute
March 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen operates North Georgia Wealth Advisors as a DBA for marketing financial services and selling life insurance. He dedicates full-time hours to this activity, with a significant portion during trading hours, assisting clients with their financial needs.

Employment History
Current Registrations
The Strategic Financial Alliance, INC.Broker
October 2003 - Present · 23 yrs
The Strategic Financial Alliance
October 2003 - Present · 23 yrs
Previous Registrations
Ifg Advisory Services INC
April 2003 - November 2003 · 7 mos
Ifg Network Securities, INC.Broker
December 1991 - November 2003 · 11 yrs 11 mos
Vanguard CapitalBroker
December 1988 - November 1991 · 2 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
November 1985 - November 1991 · 6 yrs
Lincoln National Pension Insurance CompanyBroker
November 1985 - January 1989 · 3 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
November 1985 - January 1989 · 3 yrs 2 mos
State Registrations17 states
ALAZCADCFLGAILKYMDMONCNYOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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