David Hope
David Hope is a registered investment advisor at Lanark Financial, INC., based in Birmingham, AL, with 40 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Corporate Executives, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 3,576 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Advisory fees generally range from 0.50% to 2.50% annually based on the investment manager selected, portfolio size, and complexity. Fees are negotiable.
Fee Estimator
Location
1736 Oxmoor Road, Suite 204, Birmingham, AL, 35209
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2017Employment History
Current Registrations
Lanark Financial, INC.Broker
Lanark Financial, INC.
Previous Registrations
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Amsouth Investment Services, INC.Broker
Banc One Securities CorporationBroker
Synovus Securities, INC.Broker
Argent Securities, INC.Broker
Stoneworth Securities, INC.Broker
The Planner's Securities Group, INC.Broker
Marshall & CO. Securities, INC.Broker
Eastern Capital Securities, INC.Broker
Isfa CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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