DH
CFA
DH
CFA

Darren Hinshaw

17 Years of Experience
Windermere, FL
Broker

Darren Hinshaw is a CFA-designated registered investment advisor at Nbc Securities, INC., based in Windermere, FL, with 17 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
74 advisors
Number of Clients
4,545 clients
Average Client Portfolio
$377K average
Assets Under Management
$1.7B

Fee Structure

NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.

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Location

Windermere, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Darren is involved with several non-profit organizations, including the Central Florida Boy Scouts, Valencia Foundation Board, and Salvation Army Board Orlando. He dedicates minimal time to each of these roles.

Employment History
Current Registrations
Nbc Securities, INC.Broker
June 2021 - Present · 4 yrs 11 mos
Nbc Securities, INC.
June 2021 - Present · 4 yrs 11 mos
Nbc Securities, INC.
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
February 2021 - June 2021 · 4 mos
MML Investors Services, LLCBroker
November 2020 - June 2021 · 7 mos
Charles Schwab & CO., INC.
February 2003 - October 2010 · 7 yrs 8 mos
Charles Schwab & CO., INC.Broker
June 1999 - October 2010 · 11 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - February 1999 · 11 mos
State Registrations7 states
ALCAFLGAILMONY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.