James Klepper

Highland Capital's fees are based on the market value of the assets they manage and are negotiable. Fees are payable quarterly. Here's a breakdown of the fees for different investment strategies:

• Traditional Equity Accounts:
  • First $5,000,000: 1.00% per year
  • Next $10,000,000: 0.75% per year
  • In Excess of $15,000,000: 0.50% per year
• Traditional Fixed Income Accounts:
  • First $10,000,000: 0.375% per year
  • In Excess of $10,000,000: 0.25% per year
• Institutional Equity (Large Cap Value, Large Cap Growth, International):
  • First $20,000,000: 0.50% per year
  • Next $36,000,000: 0.375% per year
  • Over $56,000,000: Negotiable
• Institutional Balanced:
  • First $20,000,000: 0.50% per year
  • Next $36,000,000: 0.375% per year
  • Over $56,000,000: Negotiable
• Institutional Short-Term Fixed Income:
  • First $50,000,000: 0.250% per year
  • Next $100,000,000: 0.125% per year
  • Next $150,000,000: 0.10%
  • Over $300,000,000: Negotiable
• SMID Cap Core Alpha: 0.75% per year
• Core Plus strategy: 1.00% per year plus a 10.00% performance fee
• 401K ETF Models: 0.50% per year

Highland Capital has a minimum annual fee of $10,000.