KE
CFP
KE
CFP

Keith Etten

36 Years of Experience
Boston, MA
Broker

Keith Etten is a CFP-designated registered investment advisor at John Hancock Investment Management LLC, based in Boston, MA, with 36 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Berkeley St., Boston, MA, 02116-5022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
John Hancock Investment Management LLC
March 2019 - Present · 7 yrs 2 mos
John Hancock Investment Management Distributors LLC
March 2019 - Present · 7 yrs 2 mos
John Hancock Investment Management Distributors LLCBroker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Pinnacle Investments, LLC
May 2017 - March 2019 · 1 yr 10 mos
Pinnacle Investments, LLCBroker
March 2017 - March 2019 · 2 yrs
Moors & Cabot, INC.Broker
July 2013 - November 2015 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - March 2012 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2010 - March 2012 · 1 yr 5 mos
Columbia Management Investment Distributors, INC.Broker
May 2010 - July 2010 · 2 mos
Bofa Advisors, LLC
May 2005 - May 2010 · 5 yrs
Columbia Management Distributors, INC.Broker
July 2003 - May 2010 · 6 yrs 10 mos
Liberty Funds Distributor, INC.Broker
March 1995 - May 2002 · 7 yrs 2 mos
Colonial Investment ServicesBroker
February 1990 - March 1995 · 5 yrs 1 mo
Colonial Investment Services, INC.Broker
November 1985 - February 1990 · 4 yrs 3 mos
State Registrations52 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Keith Etten - Financial Advisor | TrueAdvisor