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Tj Setro

Bfc Planning, INC.
40 Years of Experience
Spartanburg, SC
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Tj Setro is a registered investment advisor at Bfc Planning, INC., based in Spartanburg, SC, with 40 years of industry experience. Tj is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 11,448 clients with $3.8B in assets under management.

Bfc Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
11,448 clients
Average Client Portfolio
$336K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable annual fee is 2.5% across most asset management programs. Actual fees are negotiable and vary by representative and platform. Specific sub-adviser and program fees apply depending on the chosen platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2992 Reidville Rd, Spartanburg, SC, 29301

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
Customer Dispute
April 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Tj is a financial advisor at Retirement Investment Solution, LLC since 1995, dedicating nearly full-time hours to investment and retirement planning. Tj also owns an insurance sales business since 1996, selling life and health insurance, which takes minimal time.

Employment History
Current Registrations
Bfc Planning, INC.
November 2013 - Present · 12 yrs 11 mos
Berthel, Fisher & Company Financial Services, INC.Broker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
December 2008 - November 2013 · 4 yrs 11 mos
Raymond James Financial Services
June 1999 - December 2008 · 9 yrs 6 mos
Raymond James Financial Services, INC.Broker
May 1999 - December 2008 · 9 yrs 7 mos
Sunamerica Securities, INC.Broker
June 1995 - May 1999 · 3 yrs 11 mos
Metlife Securities INC.Broker
November 1985 - June 1995 · 9 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
November 1985 - June 1995 · 9 yrs 7 mos
State Registrations7 states
ALAZFLGANCSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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