Tj Setro
Tj Setro is a registered investment advisor at Bfc Planning, INC., based in Spartanburg, SC, with 40 years of industry experience. Tj operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 3 more. Their firm serves 6,720 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BFC Planning offers asset management services through various platforms. Fees are based on the amount of assets managed and can vary depending on the platform and the IAR. The maximum allowable fee is 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may also incur charges from third parties, such as mutual fund expenses and IRA fees. Some platforms have minimum account sizes.
Platforms include:
- Berthel Edge
- BFC Advisory program
- American Funds Direct F-2 Share Class Program
- Institutional RIA Platform
- Variable Annuity/Variable Life Sponsors
- Envestnet’s Managed Account Solutions
- Sub-Advisory Platforms
- Held Away Accounts
Location
2992 Reidville Rd, Spartanburg, SC, 29301
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2011Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Tj is a financial advisor at Retirement Investment Solution, LLC since 1995, dedicating nearly full-time hours to investment and retirement planning. Tj also owns an insurance sales business since 1996, selling life and health insurance, which takes minimal time.
Employment History
Current Registrations
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Sunamerica Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.