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Allen Canete

30 Years of Experience
Rapid City, SD
Broker

Allen Canete is a registered investment advisor at RBC Capital Markets, LLC, based in Rapid City, SD, with 30 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

243 Founders Park Drive, Suite 101, Rapid City, SD, 57709-8479

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLCBroker
October 2020 - Present · 5 yrs 9 mos
RBC Capital Markets, LLC
October 2020 - Present · 5 yrs 9 mos
RBC Capital Markets, LLC
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
June 2011 - November 2020 · 9 yrs 5 mos
UBS Financial Services INC.Broker
June 2011 - November 2020 · 9 yrs 5 mos
RBC Capital Markets, LLC
January 1999 - June 2011 · 12 yrs 5 mos
RBC Capital Markets, LLCBroker
November 1998 - June 2011 · 12 yrs 7 mos
Dean Witter Reynolds INC.Broker
February 1989 - September 1989 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1985 - March 1988 · 2 yrs 4 mos
State Registrations23 states
AZCACOFLIAIDLAMAMNMOMSMTNCNDNEOHORSDTNTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.